18c Examples - Common-tone diminished chords

Neapolitan chord and augmented sixth chords act as functional substitutions for pre-dominant chords, although we looked at how they could be used to substitute for dominant chords as well. The chord that you will study below does not fulfill one of the three primary functions; instead, it is used to embellish and elongate a function.

It is possible to think of this chord using tertian harmony, but its voice-leading determines its construction.

Listen to and then analyze the following three progressions. The first is the most straightforward example of this chord, and each example gets progressively more complicated. As always, start your analysis with leadsheet symbols and then provide Roman numerals when possible. In each progression, study the chromatic chord to answer the following questions:

• How would you describe its construction?
• How does it function? (e.g. tonic, passing, etc.)
• Does it have tendency tones, and if so, how do they resolve?
• If you were to compare it to a diatonic or chromatic chord that normally fulfills this function, which chord shares the most commonalities with it?
• Does this embellishing chord work for all types of chords (i.e. major, minor, etc.)? If not, why?

Conclusions

Each of these three examples contains one chord which does not function like any chord that we have studied thus far.

• The first example is mostly straight-forward; it establishes the key through a I-V-I progression and then begins arpeggiating the I chord. On the downbeat of the the third measure, however, a diminished seventh chord appears that does not function as any diminished seventh chord we have seen. Usually, a diminished seventh chord is a dominant function of the chord that it precedes. In this case, we have D#^o7, which, if it were a secondary leading-tone chord, would resolve to a chord with the root of an E–in this key, it would likely be a vii^o7/iii. Instead, it goes back to the I chord. The notable features of this resolution though, are that three of the pitches resolve smoothly by step-wise motion to the pitches of the I chord while the last pitch is a common-tone between the two chords. You could analyze this as an entire chord that functions as both neighbor tones and a pedal tone, but that does not truly describe its function. So what is this #ii^o7?
• In the second example, we find the same chord on the downbeat of the third measure, but in this example, it is embellishing the V chord instead of the I chord. It shares the same voice-leading principles as the previous example did with the I chord–three neighbor tones and one common tone–as the previous example, but instead of being built as #ii^o7, it is now a #vi^o7 that decorates a V chord.
• The last example is the most complicated. The progression begins with a I chord moving to a vi chord, but instead of going to a diatonic predominant, it moves to a V⁶/V. This does not go directly to a V chord, however, and instead passes through a strange diminished seventh chord on the beat 3 of the second measure, an E#^o7. While the neighbor tones of the previous example are slightly altered in this case in that they all of our neighbor tones are now passing tones. The chord still has many commonalities to the previous examples, though, in that it is still a diminished seventh chord that is surrounded by the same harmony on both sides and it shares a common-tone with those chords.

Common-tone diminished chords

Each of the chromatic chords above is an example of common-tone diminished chord. You will label these chords as ct^o7.

Common-tone diminished chords:

• Are stacks of minor thirds which creates a fully diminished seventh chord.
  • When you encounter these in an analysis, you will likely assume that it is a secondary leading-tone chord, but you will quickly notice that it does not resolve correctly.
• Can be used to embellish any major triad or dominant seventh chord.
  • ct^o7 most often embellish either I or V (and V⁷).
  • These chords do not work well for non-major triads because there will be more than one common tone. For example, a minor triad would have two common tones with its ct^o7, and this weakens the voice leading.
• Share a common tone with the root of the chord to which they resolve.
  • It is common for the same chord to precede the ct^o7, but not a requirement.
• The three non-common tones will resolve by step to the closest chord tone.
  • For major triads, this means that the chordal fifth will likely need to be doubled.
  • For dominant seventh chords, each non-common tone resolves by half-step to the closest chord tone.
• Do not have their own primary function (i.e. tonic, dominant, pre-dominant) and instead elongate another chord’s function.
• Are always labeled with only ^o7.
  • They have no standard inversion, so they do not require an inversion figure. As with all fully diminished seventh chords, they can be enharmonically spelled in four different ways, and the voice leading of the passage will determine how the chord should be spelled.
  • The two most common ct^o7 chords are those that embellish the I and V chords. These will most likely be spelled as #ii^o7 and #vi^o7 respectively, because these provide the correct voice leading.